Author: Brian R. Rosenau

Brian helps companies raise capital by counseling both issuers and investment banks in a broad range of public and private, domestic and cross-border securities offerings. These include initial, follow-on and secondary public offerings, Rule 144a and Regulation S offerings, Regulation D offerings, registered "shelf" offerings and tender and exchange offers. Brian also helps clients achieve their strategic goals through a wide variety of merger and acquisition transactions. In this regard, Brian regularly counsels clients with respect to domestic and cross-border acquisitions and sales of both publicly and privately held companies and divisions and businesses thereof. In addition, Brian advises domestic and foreign companies in connection with corporate governance matters and ongoing securities law compliance.

Remember New Item 16 When Filing Your Form 10-K This Year

Remember New Item 16 When Filing Your Form 10-K This Year

For public companies whose fiscal year is the calendar year, the 10-K season is quickly approaching. One technical change to Form 10-K this year is the addition of new Item 16 (Form 10-K Summary). As you may recall, the Fixing America’s Surface Transportation Act, more commonly known as the FAST Act, which became law in December 2015, was primarily a transportation bill, but also contained...